-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H4aIEzMYVl3sd26FR0TiS4+INLMMydAwyOYwBOkuNjcOVQDMdhp6Xs6gOrkpXL7x dMCfoZBOstCJlyRuLH/EbA== 0001116679-04-001581.txt : 20040715 0001116679-04-001581.hdr.sgml : 20040715 20040715112626 ACCESSION NUMBER: 0001116679-04-001581 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040715 GROUP MEMBERS: ISAAC PERLMUTTER GROUP MEMBERS: OBJECT TRADING CORP. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARVEL ENTERPRISES INC CENTRAL INDEX KEY: 0000933730 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 133711775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47191 FILM NUMBER: 04915175 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125768530 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: TOY BIZ INC DATE OF NAME CHANGE: 19941213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PERLMUTTER ISAAC CENTRAL INDEX KEY: 0001130821 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: MARVEL ENTGERPRISES INC STREET 2: 40 EAST 10TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125768550 MAIL ADDRESS: STREET 1: MARVEL ENTERRISES INC STREET 2: 40 EAST 10TH ST CITY: NEW YORK STATE: NY ZIP: 10016 SC 13D/A 1 perl13da.txt AMENDMENT NO. 11 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------------------- SCHEDULE 13D (Rule 13d-1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 11)(1) MARVEL ENTERPRISES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 57383M108 (CUSIP Number) Michael L. Zuppone, Esq. Paul, Hastings, Janofsky & Walker LLP 75 East 55th Street New York, New York 10022 (212) 318-6000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 9, 2004 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box |_|. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 13d-7 for other parties to whom copies are to be sent. - --------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------- -------------------------------- CUSIP No. 57383M108 13D Page 2 of 7 Pages - ------------------------------- -------------------------------- - -------- ----------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Isaac Perlmutter - -------- ----------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------- ----------------------------------------------------------------------- 3. SEC USE ONLY - -------- ----------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------- ----------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |_| - -------- ----------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------- ----------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 29,039,413 SHARES ------ -------------------------------------------------- 8. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------ -------------------------------------------------- 9. SOLE DISPOSITIVE POWER EACH 29,039,413 REPORTING ------ -------------------------------------------------- 10. SHARED DISPOSITIVE POWER PERSON WITH 0 - -------- ----------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 29,039,413 - -------- ----------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* |_| - -------- ----------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 25.1% - -------- ----------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* IN - -------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------- -------------------------------- CUSIP No. 57383M108 13D Page 3 of 7 Pages - ------------------------------- -------------------------------- - -------- ----------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Object Trading Corp. - -------- ----------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------- ----------------------------------------------------------------------- 3. SEC USE ONLY - -------- ----------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------- ----------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |_| - -------- ----------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Florida - -------- ----------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 14,622,680 SHARES ------ -------------------------------------------------- 8. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------ -------------------------------------------------- 9. SOLE DISPOSITIVE POWER EACH 14,622,680 REPORTING ------ -------------------------------------------------- 10. SHARED DISPOSITIVE POWER PERSON WITH 0 - -------- ----------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,622,680 - -------- ----------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* |_| - -------- ----------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 13.4% - -------- ----------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* CO - -------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------- -------------------------------- CUSIP No. 57383M108 13D Page 4 of 7 Pages - ------------------------------- -------------------------------- This Amendment No. 11 to Schedule 13D is being filed on behalf of Isaac Perlmutter and Object Trading Corp ("Object Trading") to amend and supplement the original Schedule 13D and all Amendments thereto, which were filed with the Securities and Exchange Commission on behalf of (1) Zib, Inc. ("Zib"); (2) Isaac Perlmutter Trust 01/28/1993 (the "Trust"); (3) Object Trading; (4) the Laura & Isaac Perlmutter Foundation Inc.; (5) Isaac Perlmutter; (6) Biobright Corporation; (7) Classic Heroes, Inc.; and (8) Tangible Media, Inc., with respect to the ownership of common stock of Marvel Enterprises, Inc. ("Marvel"). Mr. Perlmutter and Object Trading are together referred to in this Statement as the "Reporting Persons." This amendment is being filed pursuant to Rule 13d-2 of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended. Item 1. Security of Issuer. Unchanged. Item 2. Identity and Background. Unchanged. Item 3. Source and Amount of Funds or Other Consideration. Unchanged. Item 4. Purpose of Transaction. Unchanged. Item 5. Interest in Securities of the Issuer. Item 5 is hereby amended and restated as follows: (a) As of July 13, 2004, the Reporting Persons (including all executive officers and directors set forth in Schedule I) may be deemed to beneficially own an aggregate of 29,039,413 shares of common stock, par value $0.01 per share (the "Common Stock"), of Marvel, representing approximately 25.1% of the shares of Common Stock that either are currently outstanding or would be outstanding upon the exercise of options held by the Reporting Persons. (b) Mr. Perlmutter may be deemed to possess the sole power to vote and dispose of an aggregate amount of 29,039,413 shares of Common Stock. Mr. Perlmutter owns directly (i) 3,036,026 currently outstanding shares of Common Stock and (ii) options that are immediately exercisable for 6,425,000 shares of Common Stock. As the sole stockholder of Object Trading, Mr. Perlmutter beneficially owns 14,622,680 shares of Common Stock owned by this entity. Finally, because the Trust is the sole stockholder of Zib, which owns 3,694,645 shares of Common Stock, and because Mr. Perlmutter is a trustee and the sole beneficiary of the Trust, which owns 1,261,062 shares of Common Stock, he may be deemed to beneficially own the combined amount of 4,955,707 shares of Common Stock owned by these two entities. Object Trading may be deemed to possess the sole power to vote and dispose of 14,622,680 shares of Common Stock. With regard to each executive officer and director of Object Trading such individuals have the sole power to vote and dispose of that amount of Common Stock set forth on Schedule I attached hereto. (c) Since their most recent filing on Schedule 13D, the Reporting Persons have not effected any transactions in shares of Common Stock. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of Issuer. On July 9, 2004, Marvel's Board of Directors authorized a Common Stock repurchase program. In connection with the Common Stock repurchase program, Mr. Perlmutter agreed with Marvel that he would not sell any shares of Common Stock he beneficially owns while the Common Stock repurchase program is in effect. The Common Stock repurchase program and Mr. Perlmutter's agreement were reported by Marvel on a Form 8-K filed with the Securities and Exchange Commission on July 12, 2004. Item 7. Material to be Filed as Exhibits. None. (Page 5 of 7 Pages) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 14, 2004 /s/ Isaac Perlmutter ------------------------------------ Isaac Perlmutter Dated: July 14, 2004 OBJECT TRADING CORP. By: /s/ Isaac Perlmutter -------------------------------- Name: Isaac Perlmutter Title: President (Page 6 of 7 Pages) SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS The name and present principal occupation or employment of each of the executive officers and directors of Object Trading are set forth below. Object Trading Corp. - --------------------
Present Principal Occupation or Marvel Name and Positions Held Employment Business Address Ownership - ----------------------- ---------- ---------------- --------- Isaac Perlmutter Investor P.O. Box 1028 29,039,413 President and sole Director Lake Worth, FL 33460
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